LAWS & REGULATIONS GOVERNING HERBAL MEDICINES IN THE US

As a result of the existing laws and regulations, most herbal remedies (botanicals, phytomedicines) are currently marketed in the United States as dietary supplements, a food category, not as the drugs they are. This situation stems directly from the passage, in 1962, of the Kefauver-Harris Amendments to the Federal Food, Drug, and Cosmetic Act of 1938. These amendments required drugs to be proven effective prior to marketing, in addition to the purity and safety requirements already in effect.

Although the law specifically exempted from this requirement all drugs marketed prior to 1938, which included almost all of the herbal remedies, the Food and Drug Administration (FDA), by a clever application of administrative law, i.e., regulations, circumvented the will of Congress. The agency declared that although sale could continue, any unproven claim of efficacy would cause the herb to be considered as misbranded which could result in confiscation.

To determine efficacy of over-the-counter products, in 1972 the FDA established 17 panels to evaluate, on the basis of submitted information only, the data supporting such claims. The panels were not permitted to utilize anecdotal information, product popularity, nor did they conduct detailed literature surveys. Because proof of efficacy studies are extremely expensive-current estimates for new chemical entities range up to one-half billion dollars-a limited amount of data was submitted to the panels for the old botanical remedies for which patent protection and market exclusivity with consequent profitability were doubtful.

In consequence, very few herbal remedies were approved as drugs. The few that were found acceptable included capsicum (Capsicum spp.) as a topical analgesic, slippery elm (Ulmus rubra Muhl.) as a demulcent, psyllium seed and husk (Plantago spp.) as a laxative, and distilled extract of witch hazel (Hamamelis virginiana L.) as an astringent (due to the 14% alcohol added to the final preparation). On the basis of inadequate data submission, the FDA declared peppermint (Mentha × piperita L.) to be an unsafe and ineffective digestive aid and placed other useful remedies such as the antitussive eucalyptus (Eucalyptus globulus Labill.) and the laxative prune (Prunus domestica L.) concentrate in the same category.

Sales of such herbal products declined for a time but began to increase once again in the 1980s as consumers became more health conscious and displayed a significant interest in natural products. Finally in 1993, Commissioner David Kessler of the FDA threatened additional controls on such products. The public rebelled, and submitting to the will of the people, Congress passed the Dietary Supplement Health and Education Act of 1994. That Act permits any herb sold in the United States prior to October 1994 to continue to be marketed as a dietary supplement (food) without FDA approval.

Labeling of such products is, however, restricted. Therapeutic claims are not permitted. This prompts the potential user to turn to the herbal literature, much of which is hyperbolic and advocacy in nature-especially on the internet-designed to promote sale of the product. Claims regarding the effect of the remedy on the structure or function of the human body are permitted on the label, but such a statement must be followed by another indicating the claim has not been approved by the FDA. A third statement must then follow indicating the product is not intended to diagnose, treat, cure, or prevent any disease. That, of course, is why the potential user wanted to purchase the product in the first place, so the entire situation becomes very confusing, even to the sophisticated consumer.

Another serious problem with the herbal product status quo is the total lack of quality standards for such preparations. Products and the companies selling them range from very bad to very good. Consumers have few resources to determine which is which, and published analyses of particular brands have been quite limited, probably due to the fear of litigation.

Other advanced nations have solved the herbal problem in one of two ways. The first is simply to allow botanicals to be sold as "traditional" drugs whose efficacy is based on long usage and anecdotal information, not on scientific or clinical studies. This is not a satisfactory solution because many of such claims of utility remain unverified.

The best solution, without question, is to modify existing regulations to allow herbal remedies to be sold as drugs, with appropriate quality standards, following absolute proof of safety and "reasonable" proof of efficacy. The reasonable qualification would allow the marketing of a product with a research investment of perhaps a few million dollars as opposed to the hundreds of millions now required. Such an expenditure is just a small fraction of the marketing budget of many herbal product manufacturers.

This type of drug approval is the one that exists today in Germany. It has functioned well there for decades, and no serious problems have been encountered. Safety and efficacy are determined by an independent panel of experts, designated Commission E, appointed by the German equivalent of our FDA. The Presidential Commission on Dietary Supplement Labels recommended the appointment of a similar panel in the United States to evaluate herbal safety and efficacy. So far, the FDA has not acted upon that recommendation nor has the agency given any indication that it will do so. Likewise, the FDA has not acted upon a long-standing petition that would allow the safety and utility of herbs to be evaluated as OTC remedies on the basis of the voluminous scientific and clinical studies already carried out in European countries, especially Germany.

Adherence to standards for drug approval designed for new synthetic chemical entities is obviously not realistic for long-used herbal remedies. In view of the fact that one-third of the adult population in this country now employs herbal remedies and the retail market approximates $4 billion annually, serious consideration needs to be given to modifying outdated regulations. A change is urgently required to assure that consumers will be supplied with quality products providing appropriate information regarding their therapeutic utility directly on the label.

Among the numerous botanicals marketed in the United States today are several that produce significant direct or indirect effects on the central nervous system. Some of the more prominent ones have been extensively studied with respect to their chemical composition and physiological and therapeutic activities. Others continue to be employed largely on the basis of their folkloric reputations as useful remedies.

Source: Purdue Univ. [Excerpts taken from: Varro E. Tyler]